All roads lead to Romeo

THE FILE: A Personal History by Timothy Garton Ash, HarperCollins pounds 12.99

The Woman in the "Gauck archive" put the buff-coloured binder on the table in front of him. It was some two inches thick, stamped "OPK- Akte, MfS, XV 289/81", inscribed with his code name; "Romeo". Timothy Garton Ash was about to read his Stasi file.

To read your own file, with all the informers' reports and the evaluations of the security policemen who controlled them, is in Germany a right. But it is also a deeply personal decision. It is the decision to bite into the apple on the Tree of Knowledge. When you have read what lies inside, your past and the people you knew in that past will be irretrievably changed. And so will you. As Garton Ash writes, "a file opens a door to a vast sunken labyrinth of a forgotten past, but ... the very act of opening the door itself changes the buried artefacts."

No other country, since the 1989 revolutions, has opened secret police files so completely. The budget of the "Gauck Office"- the archive in Berlin which holds the files - is more than the defence budget of Lithuania. And no other country - not even the Soviet Union - was as completely a secret police state as the old German Democratic Republic. The Stasi had more than 170,000 "unofficial collaborators" (registered informers, known as "IM's") and 90,000 full-time officers in the Stasi and the foreign intelligence service.

In a total population of 17 millions, this means that roughly one adult in 50 was working directly for this gigantic apparatus of surveillance and control. In 1941, the Gestapo required only 15,000 officers to control the whole Third Reich at its widest geographical extent. They did not need any more, because they could count on so much genuine popular loyalty. Garton Ash, who has worked on some of the Gestapo files, observes sadly that the Nazi informers were mostly volunteers who did not need to be entrapped and enrolled against their will.

The File is by far the wisest and most penetrating study of a Communist "informer society" ever written by an outsider. Garton Ash first came to the Stasi's attention in about 1979, when he was a student in West Berlin. He grew even more interesting in 1980, when he became the first British research student to live in East Berlin. The Stasi at first classified him as a man of "bourgeois-liberal attitudes with no commitment to the working class", but soon suspected that he might be using his East German contacts to spy. His contacts with "anti-socialist forces" in Poland alarmed his case officers, who turned their investigation towards possible prosecution for espionage - the penalty ranging from five years in prison to death.

Absurdly, they did not realise what he was really up to: doing covert research for a book about East Germany. When it appeared, there was a full-dress official protest to the British Embassy. But by then Garton Ash had moved on to the cause which was to occupy all his energies and hopes for the next few years, the struggles of Solidarity. He wrote in his diary: "Poland is my Spain."

In 1992, he returned to Berlin to read the "Romeo" file. And after reading it, he set out - with wonderful persistence - to find and confront not only the informers who had reported what he did and said but the Stasi officers who had been handling his case. Almost equally wonderful, only one - a Stasi man - refused to see him.

These were awful, fascinating confrontations. Some, like "Michaela" (her code name) at first denied the extent of her Stasi links but then broke down in tears when faced with the written evidence. Some wriggled and whined, like the British Communist living in East Berlin. One old lady, a veteran Communist who had lived through the Soviet purges, upset Garton Ash so much that he broke off his questioning: he did not want to witness her shame at being exposed as a mere informer, "far, far away from the high ideals of that brave and proud Jewish girl who set out ... to fight for a better world".

Why did they do it? At one level, because they thought they had to: all were approached by the Stasi with "an offer they could not refuse". But beyond that were many motives: ambition ( "Michaela" was rewarded with foreign travel), a pathetic wish to be significant, fear of exposure for some sexual infringement. The Stasi officers were different; most were defiantly unrepentant, and some responded with an ominous mateyness, assuming that Garton Ash was just "one of us" but had been working for the other side. Only one, an ex-Major in the Stasi, disarmed him by his dignified remorse and candour. To his own surprise, Garton Ash noted that this was "a man with a real goodness of heart and a conscience that is not switched off at the office door".

Not all the people he knew betrayed him. One night in East Berlin, he took a lover up to his room and, before they went to bed, she suddenly opened the curtains and switched on the light. A little seed of doubt was planted. Cameras? But she was not in the file, and when he met her again, 12 years on, she was shocked to hear of this doubt. Why did she do it, then? "Because I wanted to see your face."

I like this story, which has a lot of resonance. Was it just "to see your face" that Tim Garton Ash opened his file and switched on the light? And whose face - an IM's, a Stasi officer's, his own - did he want to see?

He is well aware of these ambiguities. Friends in Germany warned that if he exposed informers he risked becoming like them: "now you're the informer". But he was also digging up his own past self. Comparing the files (" 16.15 hours: in the upper station concourse '246816' greeted a female person with handshake and kiss on the cheek") with his own diaries and memories, Garton Ash registers not only how much he has forgotten but how unfamiliar that tweedy young man and his attitudes have become. "I cared passionately for what I saw, with a rather simplistic romantic patriotism, as the British heritage of individual liberty." He still does, but more warily, less simply. Experience has taught him that politics are not always black or white, and that individual liberty may have enemies in the Home Counties as well as in a Communist dictatorship.

In the 1980s, Tim Garton Ash fought fierce polemical battles against what he named "equilateralism" - the Left-wing suggestion that both superpowers were tyrannous and that there was little to choose between the CIA and the KGB. But this book shows that, long after the argument is over, the comparison still bothers him. It was almost inevitable that, with his background, he would be fingered as a likely MI6 recruit by his college head at Oxford. He backed out early in the induction process. But he thought it helpful for this book to visit MI5, the domestic wing of secret intelligence, and put some questions.

"A little rhetorical equation with the Stasi is so tempting ... and so wrong". And yet he was clearly uneasy about some of what he heard. Individual files numbering "the low hundreds of thousands" are still a lot of files, and 16,000 "informers and agents" add up to a lot of narks. He asked about the case of my wife, Isabel Hilton, who was blacklisted from the BBC by its resident MI5 officer because she had been secretary of the Scotland- China Association. He was told that the BBC could have rejected this "advice". Was the BBC still a "customer" for MI5 vetting? "A sudden vagueness" set in.

He concludes: " They infringe our liberties in order to protect them. But ... we support the system by questioning it." Then he takes an old maxim of the East European opposition movements he knew so well, and adds to it. They said: try to live in a dictatorship as if it were a free country and the Stasi did not exist. "My new principle of As If is the opposite: try to live in this free country as if the Stasi were always watching you!"

It's not a comfortable rule. But it expresses some of the lessons which his file taught him. Garton Ash met nobody evil, he says. Instead he encountered "a vast anthology of human weakness" , and people with the bad luck to be born in the wrong country at the wrong time. He had hoped to find the secret which explains why some comply and a few resist. What makes an Albert Speer, who served Hitler, and what makes a Klaus von Stauffenberg, who gave his life in the attempt to overthrow him? But that secret eluded him.

Suggested Topics
Have you tried new the Independent Digital Edition apps?
Arts and Entertainment

ebooksNow available in paperback
Arts and Entertainment

Arts and Entertainment
Christopher Eccleston (centre) plays an ex-policeman in this cliché-riddled thriller

TV review
Arts and Entertainment
Lena Headey looks very serious as Cersei Lannister in Game of Thrones

TV This TV review contains spoilers
Arts and Entertainment

Arts and Entertainment
Wiz Khalifa performs on stage during day one of the Wireless Festival at Perry Park in Birmingham

Arts and Entertainment
Festival-goers soak up the atmosphere at Glastonbury


Arts and Entertainment
Star Wars creator George Lucas


Arts and Entertainment


Arts and Entertainment
A shot from the forthcoming Fast and Furious 7


Arts and Entertainment
The new-look Top of the Pops could see Fearne Cotton returns as a host alongside Dermot O'Leary


Arts and Entertainment
The leader of the Church of Scientology David Miscavige


Arts and Entertainment
No half measures: ‘The Secret Life of the Pub’

Grace Dent on TV The Secret Life of the Pub is sexist, ageist and a breath of fresh air

Arts and Entertainment
Art on their sleeves: before downloads and streaming, enthusiasts used to flick through racks of albums in their local record shops
musicFor Lois Pryce, working in a record shop was a dream job - until the bean counters ruined it
Arts and Entertainment
Serial suspect: the property heir charged with first-degree murder, Robert Durst
TV review
Arts and Entertainment
Igarashi in her

Art Megumi Igarashi criticises Japan's 'backwards' attitude to women's sexual expression

Arts and Entertainment
Could Ed Sheeran conquer the Seven Kingdoms? He could easily pass for a Greyjoy like Alfie Allen's character (right)

tv Singer could become the most unlikely star of Westeros

Arts and Entertainment
Beyonce, Boris Johnson, Putin, Nigel Farage, Russell Brand and Andy Murray all get the Spitting Image treatment from Newzoids
tvReview: The sketches need to be very short and very sharp as puppets are not intrinsically funny
Arts and Entertainment
Despite the controversy it caused, Mile Cyrus' 'Wrecking Ball' video won multiple awards
musicPoll reveals over 70% of the British public believe sexually explicit music videos should get ratings
Arts and Entertainment
Lena Headey as Cersei Lannister and Ian Beattie as Meryn Trant in the fifth season of Game of Thrones

Arts and Entertainment

book review
Arts and Entertainment
It's all in the genes: John Simm working in tandem with David Threlfall in 'Code of a Killer'

TV review
  • Get to the point
Latest stories from i100
Have you tried new the Independent Digital Edition apps?

ES Rentals

    Independent Dating

    By clicking 'Search' you
    are agreeing to our
    Terms of Use.

    Not even the 'putrid throat' could stop the Ross Poldark swoon-fest'

    Not even the 'putrid throat' could stop the Ross Poldark swoon-fest'

    How a costume drama became a Sunday night staple
    Miliband promises no stamp duty for first-time buyers as he pushes Tories on housing

    Miliband promises no stamp duty for first-time buyers

    Labour leader pushes Tories on housing
    Aviation history is littered with grand failures - from the the Bristol Brabazon to Concorde - but what went wrong with the SuperJumbo?

    Aviation history is littered with grand failures

    But what went wrong with the SuperJumbo?
    Fear of Putin, Islamists and immigration is giving rise to a new generation of Soviet-style 'iron curtains' right across Europe

    Fortress Europe?

    Fear of Putin, Islamists and immigration is giving rise to a new generation of 'iron curtains'
    Never mind what you're wearing, it's what you're reclining on

    Never mind what you're wearing

    It's what you're reclining on that matters
    General Election 2015: Chuka Umunna on the benefits of immigration, humility – and his leader Ed Miliband

    Chuka Umunna: A virus of racism runs through Ukip

    The shadow business secretary on the benefits of immigration, humility – and his leader Ed Miliband
    Yemen crisis: This exotic war will soon become Europe's problem

    Yemen's exotic war will soon affect Europe

    Terrorism and boatloads of desperate migrants will be the outcome of the Saudi air campaign, says Patrick Cockburn
    Marginal Streets project aims to document voters in the run-up to the General Election

    Marginal Streets project documents voters

    Independent photographers Joseph Fox and Orlando Gili are uploading two portraits of constituents to their website for each day of the campaign
    Game of Thrones: Visit the real-life kingdom of Westeros to see where violent history ends and telly tourism begins

    The real-life kingdom of Westeros

    Is there something a little uncomfortable about Game of Thrones shooting in Northern Ireland?
    How to survive a social-media mauling, by the tough women of Twitter

    How to survive a Twitter mauling

    Mary Beard, Caroline Criado-Perez, Louise Mensch, Bunny La Roche and Courtney Barrasford reveal how to trounce the trolls
    Gallipoli centenary: At dawn, the young remember the young who perished in one of the First World War's bloodiest battles

    At dawn, the young remember the young

    A century ago, soldiers of the Empire – many no more than boys – spilt on to Gallipoli’s beaches. On this 100th Anzac Day, there are personal, poetic tributes to their sacrifice
    Dissent is slowly building against the billions spent on presidential campaigns – even among politicians themselves

    Follow the money as never before

    Dissent is slowly building against the billions spent on presidential campaigns – even among politicians themselves, reports Rupert Cornwell
    Samuel West interview: The actor and director on austerity, unionisation, and not mentioning his famous parents

    Samuel West interview

    The actor and director on austerity, unionisation, and not mentioning his famous parents
    General Election 2015: Imagine if the leading political parties were fashion labels

    Imagine if the leading political parties were fashion labels

    Fashion editor, Alexander Fury, on what the leaders' appearances tell us about them
    Phumzile Mlambo-Ngcuka: Home can be the unsafest place for women

    Phumzile Mlambo-Ngcuka: Home can be the unsafest place for women

    The architect of the HeForShe movement and head of UN Women on the world's failure to combat domestic violence